excel data

The SEC identifies companies with a Central Index Key (CIK). The tickers matched here are pulled from ownership reports and XBRL filings. Click rows for company pages.
download EXCEL
The SEC uses Standard Industrial Classification (SIC) codes to divvy up filing review. The rest of the North American world started using the North American Industry Classification System (NAICS) in 1997.
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CUSIPs, tickers and issuer names pulled from FOIA Fails-to-Deliver data (originally from the National Security Clearing Corporation (NSCC)).
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SEC-registered hedge funds, private equity funds and venture capital funds  (>50% of regulatory assets under management attributable to pooled investment vehicles).  Data from Form ADV. Click rows with ‘*’ for company websites.
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The SEC assigns file numbers according to the Code of Federal Regulations 17 CFR 200.80f. Companies can have zero, one or many file numbers.download EXCEL
Institutional investment managers with over $100M in 13F securities report quarterly holdings to the SEC. CUSIPs and security class descriptions pulled ‘as is’ from Form 13F.
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A Legal Entity Identifier (LEI) is a 20-digit reference code intended to uniquely identify a corporate entity. The global LEI system is still a work in progress/coordination by the Regulatory Oversight Committee (ROC). The LEIs listed here are ‘pre-LEIs’ from the GMEI Utility Portal and the GEI Portal. Click rows for company pages.
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SEC-registered Investment Advisers  (<50% of regulatory assets under management attributable to pooled investment vehicles). Data from Form ADV. Click rows with‘*’ for company websites.
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The SEC’s EDGAR state and country codes appear in SGML headers and structured data.
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Money market funds report detailed monthly portfolio holdings to the SEC. CUSIPs and security titles pulled ‘as is’ from Form N-MFP.
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SEC-registered mutual funds. Click rows for company pages.
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Posted on 17/11/2015 in Без рубрики

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